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Wells Fargo Advisors - Vice President Investments Resume Example

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Jacob Jones
X XXXXXXXX XX, Basking Ridge, NJ 07920
Professional Summary

Skilled financial professional with 30 years experience within the financial services industry. Accomplished and energetic as a Securities desk manager with 15 years of practical management experience in running a trading desk with a solid history of achievement in security trading. Motivated leader with strong organizational and prioritization abilities. Areas of expertise include trading, managing and selling.

  • Good Judgment and Decision Making
  • Administration and Management
  • Psychology
  • Market Perceptiveness
  • Management of Financial Resources
  • Operation and Control
Vice President Investments Jan 2004Present Wells Fargo Advisors Warren, NJ
  • Interview clients to determine their current income, expenses, insurance coverage, tax status, financial objectives, risk tolerance, or other information needed to develop a financial plan.
  • Recommend to clients strategies in cash management, insurance coverage, investment planning, or other areas to help them achieve their financial goals.
  • Review clients' accounts and plans regularly to determine whether life changes, economic changes, environmental concerns, or financial performance indicate a need for plan reassessment.
  • Incorporated Monte Carlo simulations to aid in the evaluation of portfolio risk and probability of reaching retirement goals.
Financial Advisor Jan 2001Dec 2004 UBS Florham Park, NJ
  • Recommend to clients strategies in cash management, insurance coverage, investment planning, or other areas to help them achieve their financial goals.
  • Analyze financial information obtained from clients to determine strategies for meeting clients' financial objectives.
  • Guide clients in the gathering of information, such as bank account records, income tax returns, life and disability insurance records, pension plans, or wills.
  • Recommend financial products, such as stocks, bonds, mutual funds, or insurance.
Managing Director Fixed Income Jan 1995Dec 2000 Salomon/Smith Barney/Citigroup NYC, NY
  • Devise trading strategies to maximize P&L
  • Ran trading desk which included 5 traders and 4 institutional salespeople.
  • Inform other traders, managers, or customers of market conditions, including volume, price, competition, or dynamics.
  • Review securities transactions to ensure conformance to regulations.
  • Supervise support staff and ensure proper execution of back office policies. 
  • Maintained trading book in excess of a billion dollars.
  • Helped price new issue IPO's and worked with investment bankers in helping attain this business.
V.P of Preferred Stock Trading Jan 1985Dec 1995 Goldman Sachs NYC, NY
  • Helped maintain institutional account relationships with the firm.
  • Devise trading, option, or hedge strategies.
  • Make bids or offers to buy or sell securities.
  • Review securities transactions to ensure conformance to regulations.
  • Helped attain and price new issue preferred business.
  • Prepare financial reports, such as reviews of portfolio positions.
MBA : Finance Jan 1981 CUNY NYC, NY
Associate of Arts : Psychology Jun 1978 SUNY Stony Brook Stony Brook , NY
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Resume Details

This is a real resume for a Vice President Investments in Basking Ridge, New Jersey with experience working for such companies as Wells Fargo Advisors, Ubs, Salomon. This is one of the hundreds of Vice President Investments resumes available on our site for free. Use these resumes as templates to get help creating the best Vice President Investments resume.

Previous Companies:

  • Wells Fargo Advisors
  • UBS
  • Salomon

Previous Job Positions:

  • Vice President Investments
  • Financial Advisor
  • Managing Director Fixed Income
  • VP of Preferred Stock Trading


  • CUNY
  • SUNY Stony Brook

Level of Education:

  • MBA
  • Associate of Arts

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