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Scottrade Inc - Investment Consultant Resume Example

Idvad A. Tot
XXXX X XXXXXXX, Memphis, TN 38112
XXXX X XXXXXXX, 38112, Memphis TN
XXXXXXXXXXXXX
XXXXXXXXXXXXXXXXXX
Professional Summary
Accomplished and experienced financial professional with a solid record of service and sales.  Results driven performer with strong organizational and prioritization abilities.  Areas of expertise include securities trading, problem solving and relationship building.
Skills
  • Over 15 years in the financial services industry
  • Significant experience with customer service and problem resolution
  • Consistent record of asset gathering
  • Well-versed in the culture of Scottrade and our technology
  • Positive attitude and results-driven with proven ability to prioritize
  • Series 7 license 
  • Series 63 license
  • Series 66 license
Experience
Investment Consultant Apr 2010Current Scottrade Inc Memphis, TN
  • Assist clients w/ brokerage related issues and inquiries
  • Excellent record of meeting employee performance metrics
  • Maintained branch operations throughout three managerial changes within the span of a year
  • Fosters positive team-oriented work environment
  • Proven record of uncovering and and acquiring new assets
  • Knowledgeable about company platforms, procedures and requirements
  • Demonstrated adaptability to changes in the industry landscape and company culture
Financial Representative Sep 2007Aug 2009 Fidelity Investments Jacksonville, FL
  • Member of client engagement team responsible for securities trading including equities, mutual funds, options and ETFs in retail brokerage accounts
  • Responsible for ensuring all trades are placed accurately with regard to account balances and restrictions as well as compliant with company and industry policies 
  • Assist with general account maintenance, inquiries and other account related transactions and products                                                                                                                                                                                                                                                                                      
Risk Analyst Nov 2006Mar 2007 TX Direct Memphis, TN
  • Member of collections department within a merchant services firm responsible for the monitoring of credit card transactions for possible fraudulent activity
Client Services Manager Aug 2000Oct 2006 First Tennessee Brokerage Memphis, TN
  • Member of a brokerage operations group responsible for brokerage account establishment and maintenance
  • Served as a liaison between financial advisors and the Compliance Dept. to ensure all the required account documentation has been provided and completed
  • Responded to general customer inquiries regarding accounts as well as brokerage products and services
  • Engaged customers regarding marketing campaigns and uncovering new business opportunities
  • Over 6 years customer service both face-to-face and over the telephone
Education
MBA : Business Administration May 2000 Mississippi State University Starkville, MS
Bachelor of Science : Finance Dec 1998 University of Tennessee Knoxville, TN
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Resume Details

This is a real resume for a Investment Consultant in Memphis, Tennessee with experience working for such companies as Scottrade Inc, Fidelity Investments, Tx Direct. This is one of the hundreds of Investment Consultant resumes available on our site for free. Use these resumes as templates to get help creating the best Investment Consultant resume.

Previous Companies:

  • Scottrade Inc
  • Fidelity Investments
  • TX Direct

Previous Job Positions:

  • Investment Consultant
  • Financial Representative
  • Risk Analyst
  • Client Services Manager

Schools:

  • Mississippi State University
  • University of Tennessee

Level of Education:

  • MBA
  • Bachelor of Science

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